NewsBite

Insider trading

This Month

Australia’s regulatory framework has been trailing behind for some time.

What ASIC’s review into public and private markets misses

The ASX’s ambition for Australia to be the most attractive place to list globally is worth striving for, but it needs to be grounded in reality.

Cettire’s reclusive founder Dean Mintz, arrives at Barrenjoey offices last year.

Timing around Cettire trades cranks the rumour mill

The former ASX darling continues its descent, with one key investor pulling the ripcord at just the right time.

Santos chief executive Kevin Gallagher has avoided going to trial over insider trading allegations.

Kevin Gallagher avoids insider trading trial with settlement

Santos boss Kevin Gallagher will no longer be required to testify in the insider trading lawsuit brought by the liquidators of collapsed contractor Forge Group.

May

Payments group OFX was sitting on confidential when its shares ran on Monday morning. Its results on Tuesday were worse than expected, leaving fund managers scratching their heads.

The curious case of a dubious result that scorched investors

If OFX’s results fell off the back of a truck, they were either the wrong set of numbers or landed in the hands of an idiot.

July 2024

ASIC chairman Joe Longo has warned about under-investment in the regulator’s enforcement technology.

How ASIC’s new insider-trader busting system works

The securities industry regulator is getting better at catching insider traders. But the cohort of offenders is so dumb it may not make a difference.

Advertisement

May 2024

Duncan Stewart leaving the Melbourne Magistrate’s Court

Magistrate to decide if alleged Kidman insider trader faces trial

A magistrate will decide next week if Duncan Stewart will face a criminal trial for allegedly buying shares in lithium miner Kidman Resources with inside information. 

Duncan Stewart entering Melbourne Magistrate’s Court on Wednesday.

Kidman Resources boss ‘likely’ source of insider information, court hears

The corporate cop claims Martin Donohue “is the most likely source” of inside information relied on by his brother-in-law Duncan Stewart to buy shares in the firm.

Duncan Stewart leaving the Melbourne Magistrate’s Court on Tuesday.

Market speculation may justify share buys: ASIC insider trading case

Duncan Stewart is charged with buying Kidman shares in April 2019 while aware that Wesfarmers had made a proposal to buy the company.

Ivan Boesky in 1989.

Ivan Boesky, convicted of 1980s insider trading scandals, dies

The rogue trader was believed to have inspired the character of Gordon Gekko, the rapacious villain played by Michael Douglas in the 1987 film Wall Street.

April 2024

Andreas Bechtolsheim.

He was a Silicon Valley icon worth billions. It wasn’t enough

Andreas Bechtolsheim made a legendary investment in Google that changed the world and made him billions. Then he threw it away for an insider trade worth far less.

Joe Lewis arrives at a Manhattan court for sentencing.

UK billionaire Joe Lewis avoids jail for insider trading

The businessman, who half owns Australian beef giant AACo, had pleaded guilty to tipping off friends, private pilots and a girlfriend.

March 2024

Insider trader Cameron Waugh.

Gold stock insider trader jailed for nine months

Cameron Waugh has been handed down a two-year jail term with 15 months of the sentence suspended for his insider trading in gold stock Genesis Minerals.

February 2024

Joe Lewis.

AACo did not question board about leak claims after insider plea

AACo’s 52 per cent owner, UK billionaire Joe Lewis, pleaded guilty to insider trading charges in the US last month. Claims of leaks mde to him have been denied.

January 2024

Westpac has settled with ASIC over insider trading

Westpac to pay ‘risible’ $1.8m fine in insider trading settlement

Federal Court judge Michael Lee has lamented the modest penalty Westpac will have to pay after it struck an agreement with ASIC over insider trading charges.

ASIC’s insider trading case against Westpac is set to reach a conclusion.

Westpac, ASIC seek deal in Ausgrid insider trading case

The bank and ASIC appear ready to settle allegations Westpac traders broke the law, hedging $12 billion of debt relating to the 2016 Ausgrid privatisation.

Advertisement
Joe Lewis, wearing beanie, leaves court last week after guilty pleas.

Joe Lewis’ reach on AACo board left out of US ban

In his plea deal, the UK billionaire relinquished control over board representation of any US-listed company. Australia’s AACo has two Lewis-linked directors.

Joe Lewis, owner of Tottenham Hotspur Football Club, center, leaves court in New York in July.

Joe Lewis’ AACo stake looks protected after insider trading plea

The British billionaire pleads guilty in New York, despite initially claiming he would defend the charges.

Joe Lewis leaves Manhattan federal court in 2023.

Billionaire Joe Lewis pleads guilty in insider trading case

He pleaded guilty in federal court in Manhattan on Wednesday to charges that he gave his longtime private pilots and a romantic partner inside information in AACo and Mirati Therapeutics.

Cameron Waugh (centre) leaving Stirling Gardens Magistrates Court after a hearing in 2023.

Perth gold bug pleads guilty to insider trading in Genesis shares

Cameron Waugh acquired knowledge about a transformative change at Genesis Minerals in 2021, after which he purchased 747,626 shares.

October 2023

Jamie Dimon’s net worth totals about $US2 billion, according to the Bloomberg Billionaires Index.

Dimon plans to sell $221m worth of JPMorgan shares

The planned selling is the first such transaction since Jamie Dimon took the helm at the Wall Street giant almost 18 years ago.

Original URL: https://www.afr.com/topic/insider-trading-1mpc