NewsBite

‘We’re not soft’: ASIC lays out misconduct hit list

Subscribe to gift this article

Gift 5 articles to anyone you choose each month when you subscribe.

Subscribe now

Already a subscriber?

Crypto spruikers, social media finfluencers and fake green funds are in the Australian Securities and Investments Commission’s sights, as the corporate regulator promises to prosecute misconduct and lists its top enforcement priorities in a rare disclosure.

Deputy chairwoman and top enforcer Sarah Court rejected the perception that the regulator had gone “soft” just because it no longer used the phrase “why not litigate?” preferred by its previous leadership and popularised by the Hayne royal commission.

Loading...
Aleks Vickovich leads the Financial Review's coverage of wealth management, specialising in the business and regulation of investment markets, financial advice and superannuation. Email Aleks at aleks.vickovich@afr.com
Michael Pelly is the legal editor, based in our Sydney newsroom. He has been a senior adviser to federal and state attorneys-general and written two books, one a biography of former High Court Chief Justice Murray Gleeson. Email Michael at michael.pelly@afr.com

Subscribe to gift this article

Gift 5 articles to anyone you choose each month when you subscribe.

Subscribe now

Already a subscriber?

Read More

Latest In Financial services

Fetching latest articles

Most Viewed In Companies

    Original URL: https://www.afr.com/companies/financial-services/the-key-corporate-targets-on-asic-s-hit-list-20221102-p5bv3n